Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Simon? Claim Your ProfileSimon Vine is a registered representative with Finalis Securities LLC in New York, NY. Simon has been in the financial services industry since 2011. Simon has held previous positions at IOI Capital and Markets, LLC, StoneHaven, LLC, and Alforma Capital Markets, Inc.. Simon is also registered as a securities agent in California, Connecticut, and Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
06/17/2022 - Present
Finalis Securities LLC (New York NY)
TX
08/26/2021 - 06/15/2022
IOI CAPITAL AND MARKETS, LLC (HOUSTON TX)
NY
09/21/2020 - 08/27/2021
STONEHAVEN, LLC (NEW YORK NY)
NY
03/15/2001 - 01/20/2010
ALFORMA CAPITAL MARKETS, INC. (NEW YORK NY)
BC
Issued 12/20/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/20/2001
Series 24 - General Securities Principal Examination
BC
Issued 09/21/2020
Series 7TO - General Securities Representative Examination
BC
Issued 01/10/2020
SIE - Securities Industry Essentials Examination
BC
Issued 03/14/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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