Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Simon? Claim Your ProfileSimon McGowan is a registered representative with The Leaders Group, Inc. Simon has been in the financial industry since January 31, 2018, and has Series 6, Series 63, Series 6TO, and SIE licenses. Simon holds registrations in California and Colorado. Before joining The Leaders Group, Inc., Simon worked with Transamerica Capital, Inc., in Denver, CO, and Country Capital Management Company in Broomfield, CO.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
10/02/2022 - Present
THE Leaders Group, Inc. (LITTLETON CO)
CO
03/28/2017 - 10/09/2020
TRANSAMERICA CAPITAL, INC. (DENVER CO)
CO
02/10/2016 - 04/04/2017
COUNTRY CAPITAL MANAGEMENT COMPANY (BROOMFIELD CO)
BC
Issued 02/23/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/10/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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