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Simin Xu

Nylife Securities LLC

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About Simin Xu

Simin Xu is a registered representative with Nylife Securities LLC in Brooklyn, NY. Simin Xu is licensed in New York. Simin Xu has passed the Securities Industry Essentials (SIE), Series 6TO, and Series 63 exams. Simin Xu joined Nylife Securities LLC in March 2021.

Firm Information

Simin Xu is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Simin Xu’s Registration & Firm History

NY

03/01/2021 - Present

Nylife Securities LLC (BROOKLYN NY)

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Licenses & Designations

BC

Issued 07/22/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/01/2021

SIE - Securities Industry Essentials Examination

BC

Issued 01/18/2020

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Simin Xu.
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