Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Simeon? Claim Your ProfileSimeon Robbins Ketchum has been in the financial services industry since 2005. Currently, Simeon is registered with Houlihan Lokey Capital, Inc. and Triago. Simeon has previously worked at Whitehall Capital Markets LLC, Credit Suisse Securities (USA) LLC, UBS Securities LLC, and Scott & Stringfellow, Inc.. Simeon is licensed to offer investment advice in several states, including California, Connecticut, Delaware, Massachusetts, New Hampshire, New York, Ohio, and Vermont.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/22/2024 - Present
Houlihan Lokey Capital, Inc. (NEW YORK NY)
NY
06/10/2020 - 07/20/2020
WHITEHALL CAPITAL MARKETS LLC (NEW YORK NY)
NY
07/24/2017 - 01/15/2018
WHITEHALL CAPITAL MARKETS LLC (NEW YORK NY)
NY
04/24/2008 - 10/07/2014
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
08/28/2006 - 11/27/2007
UBS SECURITIES LLC (NEW YORK NY)
VA
11/29/2005 - 08/15/2006
SCOTT & STRINGFELLOW, INC. (RICHMOND VA)
BC
Issued 07/16/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/15/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/28/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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