Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sime? Claim Your ProfileSime Miocic is a financial advisor registered with J.p. Morgan Securities LLC. Sime has 27 years of experience in the financial industry. Sime is licensed in 53 states and territories. Sime has a Series 7, Series 10, Series 24, Series 63 and Series 65.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
TX
10/26/2016 - Present
J.p. Morgan Securities LLC (Plano TX)
TX
11/16/2006 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (DALLAS TX)
NY
09/11/2006 - 11/27/2006
IFMG SECURITIES, INC. (WILLISTON PARK NY)
NY
08/05/2005 - 09/12/2006
ESSEX NATIONAL SECURITIES, INC. (WILISTON PARK NY)
MA
10/20/2004 - 08/18/2005
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
09/20/2004 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
NY
02/22/2002 - 10/15/2004
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
NY
01/26/1998 - 02/08/2002
JOSEPH GUNNAR & CO. LLC (UNIONDALE NY)
NY
09/18/1996 - 02/01/1998
NICHOLS, SAFINA, LERNER & CO. INC. (NEW YORK NY)
FL
12/16/1994 - 09/19/1996
NOBLE INTERNATIONAL INVESTMENTS, INC. (BOCA RATON FL)
IA
Issued 11/17/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/17/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/14/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/16/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/29/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/1994
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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