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Sima Goldenberg

UBS Asset Management (us) Inc.

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About Sima Goldenberg

Sima Goldenberg is a financial advisor in New York, NY. Sima Goldenberg is currently registered with UBS Asset Management (us) Inc. and has been in the industry since 2014. Previously, Sima Goldenberg was registered with CREDIT SUISSE SECURITIES (USA) LLC and FIRST INVESTORS CORPORATION.

Firm Information

Sima Goldenberg is currently registered with UBS Asset Management (us) Inc.. UBS Asset Management (us) Inc. is a corporation formed in May 1977 and is approved in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has 1 approved SEC registration and 53 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

37

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sima Goldenberg’s Registration & Firm History

NY

05/01/2024 - Present

UBS Asset Management (us) Inc. (New York NY)

NY

11/01/2016 - 05/01/2024

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

NJ

08/29/2000 - 12/11/2002

FIRST INVESTORS CORPORATION (EDISON NJ)

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Licenses & Designations

BC

Issued 12/19/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/01/2016

Series 7 - General Securities Representative Examination

BC

Issued 08/28/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sima Goldenberg.
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