Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sima? Claim Your ProfileSima Alefi is a financial advisor with over 20 years of experience in the financial services industry. Sima is currently registered with LPL Financial LLC and has previously been registered with WELLS FARGO CLEARING SERVICES, LLC and EDWARD JONES. Sima is a Series 6, 7 and 66 licensed professional and also holds the Series 63 license. Sima provides a range of services to clients, including financial planning, portfolio management, and consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
01/06/2017 - Present
LPL Financial LLC (SAN DIEGO CA)
CA
04/17/2014 - 01/11/2017
WELLS FARGO CLEARING SERVICES, LLC (SAN DIEGO CA)
CA
01/10/2002 - 04/21/2014
EDWARD JONES (DANVILLE CA)
GA
08/28/2000 - 11/16/2001
SUNTRUST SECURITIES, INC. (ATLANTA GA)
NC
01/27/1998 - 07/19/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
BOTH
Issued 02/22/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/03/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/02/2000
Series 7 - General Securities Representative Examination
BC
Issued 01/26/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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