Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sim? Claim Your ProfileSim Jeffery Lee is a financial professional with over 10 years of experience in the industry. Sim is currently registered with Hazard & Siegel, Inc. in DeWitt, NY. Sim has a strong track record of success in the financial services industry, having previously worked at Transamerica Capital, Inc. and Pruco Securities, LLC. Sim holds the Series 6 and the SIE securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
02/04/2024 - Present
Hazard & Siegel, Inc. (DEWITT NY)
CO
01/26/2021 - 01/29/2024
TRANSAMERICA CAPITAL, INC. (DENVER CO)
LA
09/20/2013 - 12/18/2020
PRUCO SECURITIES, LLC. (Metairie LA)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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