Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Silvia? Claim Your ProfileSilvia Basilotta is an active broker and a registered representative in the securities industry since 1984. Silvia has worked for several firms in her career, including Joseph Grace, Enclave Capital LLC, and Jane Street Markets, LLC. Currently, Silvia works at Haitong International Securities (usa) Inc. and is a registered principal. Silvia holds Series 7, 24, 27, 53, 55, 63, 79TO, 99TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/13/2005 - Present
Haitong International Securities (usa) Inc. (NEW YORK NY)
FL
11/02/2007 - 05/01/2013
ENCLAVE CAPITAL LLC (BOCA RATON FL)
NY
05/21/2001 - 04/05/2011
JANE STREET MARKETS, LLC (NEW YORK NY)
NY
05/06/2009 - 04/01/2011
A.B. WATLEY DIRECT, INC. (NEW YORK NY)
NY
01/01/1997 - 03/08/2002
INTERACCIONES GLOBAL INC. (NEW YORK NY)
NY
03/04/1996 - 07/15/1996
CASPIAN SECURITIES INCORPORATED (NEW YORK NY)
NY
08/23/1994 - 04/18/1996
INTERACCIONES GLOBAL INC. (NEW YORK NY)
NY
08/23/1984 - 06/28/1993
OPPENHEIMER & CO., INC. (NEW YORK NY)
BC
Issued 06/01/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 03/29/2007
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/08/1998
Series 24 - General Securities Principal Examination
BC
Issued 09/01/1998
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/15/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/18/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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