Unclaimed
Silvana Spinozzi is a financial professional with over 5 years of experience in the industry. Silvana is currently registered with J.p. Morgan Securities LLC and has previously worked with AVANTAX INVESTMENT SERVICES, INC., MML INVESTORS SERVICES, LLC and HD VEST INVESTMENT SERVICES. Silvana holds Series 63, SIE and Series 7 licenses. She is currently registered in Connecticut, Florida, Massachusetts, New Jersey and New York. Silvana specializes in a range of financial products and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
02/11/2022 - Present
J.p. Morgan Securities LLC (BRONX NY)
NY
01/30/2019 - 11/01/2021
AVANTAX INVESTMENT SERVICES, INC. (ELMSFORD NY)
NY
04/11/2017 - 01/31/2019
MML INVESTORS SERVICES, LLC (TARRYTOWN NY)
NY
08/18/2016 - 04/11/2017
HD VEST INVESTMENT SERVICES (Hastings on Hudson NY)
BC
Issued 10/13/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/2016
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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