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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Silvana? Claim Your ProfileSilvana Roncal is a financial advisor with Morgan Stanley. Silvana has over 20 years of experience in the financial services industry. Silvana is registered with FINRA and holds the Series 7, 24, 63, 65, and 66 licenses. Silvana has also completed the SIE exam. Silvana is registered with the state of Florida as both a broker-dealer and an investment advisor. Silvana is also registered with the state of Texas as an investment advisor. Silvana's areas of expertise include financial planning, portfolio management, and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
FL
12/22/2017 - Present
Morgan Stanley (Miami FL)
NY
11/23/2011 - 08/06/2013
LAKE CHAMPLAIN BROKERAGE SERVICES LLC (NEW YORK NY)
NC
12/19/2009 - 11/16/2010
SAPERE WEALTH CREATION, LLC (MATTHEWS NC)
FL
08/02/2002 - 06/03/2008
EFG CAPITAL INTERNATIONAL (MIAMI FL)
FL
02/08/1995 - 03/02/1998
SOCIMER SECURITIES CORPORATION (MIAMI FL)
NA
02/21/1989 - 08/20/1991
ANZ MCCAUGHAN SECURITIES (USA) INC
NA
04/19/1988 - 02/21/1989
ANZ SECURITIES (USA) INC.
IA
Issued 07/02/2014
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 02/11/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/04/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/22/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/2012
Series 82 - Limited Representative-Private Securities Offerings
BC
Issued 08/01/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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