Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Silas? Claim Your ProfileSilas William Gassett is a financial advisor with over 40 years of experience in the industry. He is currently registered with Raymond James & Associates, Inc., and has been a registered representative for over 40 years. Silas has also been a registered investment advisor for over 30 years. Silas has a wide range of experience in the financial services industry. He is well-versed in providing financial planning, investment management, and retirement planning services to individuals, families, and businesses. Silas is committed to providing his clients with personalized service and advice to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
01/31/2022 - Present
Raymond James & Associates, Inc. (JACKSONVILLE FL)
FL
01/27/2012 - 02/02/2022
AMERIPRISE FINANCIAL SERVICES, LLC (JACKSONVILLE FL)
CA
09/07/2010 - 01/31/2012
GBS FINANCIAL CORP. (SANTA ROSA CA)
FL
09/03/2003 - 09/07/2010
EQUITAS AMERICA, LLC (JACKSONVILLE FL)
CA
11/12/1996 - 09/04/2003
ROUND HILL SECURITIES, INC. (ALAMO CA)
NY
11/01/1979 - 10/17/1996
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 04/19/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/13/1979
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/12/1997
Series 24 - General Securities Principal Examination
BC
Issued 01/28/1985
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/24/1984
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/18/1983
Series 15 - Foreign Currency Options Examination
BC
Issued 10/20/1979
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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