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Sierra Froilan

Sanctuary Securities, Inc.

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About Sierra Froilan

Sierra Froilan is a financial professional who has been in the industry since May 2021. Sierra is currently registered with Sanctuary Securities, Inc. and holds Series 6, 63, and SIE licenses. Sierra has previous experience with Northwestern Mutual Investment Services, LLC.

Firm Information

Sierra Froilan is currently registered with Sanctuary Securities, Inc.. Sanctuary Securities, Inc. is a corporation formed on March 7, 1978, and is registered in all 50 states, as well as Puerto Rico and the District of Columbia. The firm has a history of regulatory events, with 19 disclosures related to such events, and has been involved in 9 arbitrations and 1 bond disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

64

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sierra Froilan’s Registration & Firm History

IN

04/20/2022 - Present

Sanctuary Securities, Inc. (INDIANAPOLIS IN)

PA

05/10/2021 - 04/26/2022

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (PHILADELPHIA PA)

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Licenses & Designations

BC

Issued 09/07/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/10/2021

SIE - Securities Industry Essentials Examination

BC

Issued 03/22/2021

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sierra Froilan.
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