Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sierra? Claim Your ProfileSierra James is a registered representative with Cambridge Investment Research Advisors, Inc. Sierra is a licensed Investment Advisor Representative in California and Colorado. Sierra has been in the financial services industry since 2011. Sierra also has a Series 66 license and is currently active in the securities industry. Prior to working at Cambridge Investment Research Advisors, Inc., Sierra was employed by CANTELLA & CO., INC. Sierra has a combined 12 years of experience in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
CO
12/08/2022 - Present
Cambridge Investment Research Advisors, Inc. (Evergreen CO)
CO
10/03/2011 - 12/09/2022
CANTELLA & CO., INC. (Evergreen CO)
BOTH
Issued 04/19/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/30/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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