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Sienna Pualani Yoshida

Westside Investment Management, LLC

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About Sienna Pualani Yoshida

Sienna Pualani Yoshida is a registered investment advisor representative with Westside Investment Management, LLC. Sienna has been in the financial industry since 1999. She holds the Series 7, Series 31, and Series 66 licenses, and the SIE exam. Sienna has been working with clients since 2013. In addition to her role at Westside Investment Management, LLC, Sienna is also a licensed real estate agent.

Firm Information

Sienna Yoshida is currently registered with Westside Investment Management, LLC. Westside Investment Management, LLC is a Santa Monica, CA-based registered investment advisor with over $659 million in regulatory assets under management. The firm provides financial planning, portfolio management for individuals and businesses, and selection of other advisers for a wide range of clients including individuals, businesses, pension and profit-sharing plans, and charitable organizations.
Westside Investment Management, LLC

2444 WILSHIRE BLVD

SANTA MONICA, CA 90403

$659.44M

Assets Under Management

Not reported

Total Clients

8

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Sienna Yoshida’s Registration & Firm History

HI

01/24/2014 - Present

Westside Investment Management, LLC (KAHULUI HI)

HI

05/23/2012 - 12/10/2013

BANCWEST INVESTMENT SERVICES, INC. (KAHULUI HI)

HI

09/18/2003 - 05/15/2012

BANKOH INVESTMENT SERVICES, INC. (WAILUKU HI)

NY

05/20/1999 - 09/17/2003

MORGAN STANLEY DW INC. (PURCHASE NY)

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Licenses & Designations

BOTH

Issued 06/10/1999

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/11/1999

Series 31 - Futures Managed Funds Examination

BC

Issued 05/19/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Sienna Pualani Yoshida. Review regulatory record here.
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