Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Siena? Claim Your ProfileSiena Honig is a financial advisor with over 15 years of experience in the industry. Siena is currently registered with Assetmark Brokerage, LLC in Phoenix, Arizona. Siena has previously worked at several firms including Capital Brokerage Corporation, Northwestern Mutual Investment Services, LLC, Securian Financial Services, Inc., and NYLife Securities Inc. Siena holds the Series 6, Series 63, and Series 26 licenses. Siena is licensed to provide financial advice in Arizona.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
AZ
08/15/2014 - Present
Assetmark Brokerage, LLC (Phoenix AZ)
VA
01/14/2008 - 08/15/2014
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
AZ
09/01/2005 - 10/05/2007
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (PHOENIX AZ)
MN
12/16/2004 - 04/21/2005
SECURIAN FINANCIAL SERVICES, INC. (ST. PAUL MN)
NY
09/27/2004 - 11/05/2004
NYLIFE SECURITIES INC. (NEW YORK NY)
BC
Issued 09/30/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/29/2017
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/24/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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