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Sieh chiung Peng

Daiwa Capital Markets America Inc.

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About Sieh chiung Peng

Sieh chiung Peng is a financial professional with Daiwa Capital Markets America Inc. Sieh chiung has been working in the industry since September 6, 2019. Sieh chiung holds a Series 27 license.

Firm Information

Sieh chiung Peng is currently registered with Daiwa Capital Markets America Inc.. Daiwa Capital Markets America Inc. is a corporation formed on December 8, 1964, and is registered in all 50 U.S. states, the District of Columbia, and Puerto Rico. The firm has been approved by the SEC and has a total of 53 registrations.

Not reported

Assets Under Management

Not reported

Total Clients

69

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sieh chiung Peng’s Registration & Firm History

NY

09/06/2019 - Present

Daiwa Capital Markets America Inc. (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/06/2019

Series 27 - Financial and Operations Principal Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Sieh chiung Peng.
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