Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sidney? Claim Your ProfileSidney Yves Prepetit has been in the financial services industry since April 1998. Sidney is currently a registered representative with Charles Schwab & CO., Inc. in Orlando, Florida. Sidney has previous experience working with several other firms, including MOLONEY SECURITIES CO., INC., LIFEMARK SECURITIES CORP., COLONIAL BROKERAGE, INC., ROYAL ALLIANCE ASSOCIATES, INC., H&R BLOCK FINANCIAL ADVISORS, INC., CHASE INVESTMENT SERVICES CORP., DREYFUS SERVICE CORPORATION, TD WATERHOUSE INVESTOR SERVICES, INC., DEAN WITTER REYNOLDS INC., SEABOARD SECURITIES, INC., JOSEPHTHAL & CO., INC., OLDE DISCOUNT CORPORATION and CONTINENTAL BROKER-DEALER CORP.. Sidney holds Series 63, 65, 7, 9, 10, 31 and SIE licenses. Sidney is licensed in Florida and Colorado.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
FL
03/31/2020 - Present
Charles Schwab & CO., Inc. (Orlando FL)
MO
04/20/2011 - 11/04/2014
MOLONEY SECURITIES CO., INC. (MANCHESTER MO)
FL
04/29/2009 - 05/05/2011
LIFEMARK SECURITIES CORP. (CASSELBERRY FL)
FL
02/06/2007 - 04/23/2009
COLONIAL BROKERAGE, INC. (WINTER SPRINGS FL)
FL
11/15/2005 - 02/06/2007
ROYAL ALLIANCE ASSOCIATES, INC. (LAKELAND FL)
MI
05/06/2003 - 11/16/2005
H&R BLOCK FINANCIAL ADVISORS, INC. (DETROIT MI)
FL
11/11/2005 - 11/11/2005
ROYAL ALLIANCE ASSOCIATES, INC. (LAKELAND FL)
IL
03/12/2002 - 05/15/2003
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
NY
08/15/2001 - 02/12/2002
DREYFUS SERVICE CORPORATION (NEW YORK NY)
NE
05/19/1999 - 07/31/2001
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
NY
10/08/1998 - 01/26/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NJ
04/06/1998 - 09/03/1998
SEABOARD SECURITIES, INC. (FLORHAM PARK NJ)
NY
03/24/1998 - 04/22/1998
JOSEPHTHAL & CO., INC. (NEW YORK NY)
MI
10/20/1997 - 03/27/1998
OLDE DISCOUNT CORPORATION (DETROIT MI)
NY
09/03/1997 - 10/01/1997
CONTINENTAL BROKER-DEALER CORP. (CARLE PLACE NY)
IA
Issued 11/15/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/12/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/18/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/02/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/14/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 08/30/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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