Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sidney? Claim Your ProfileSidney Wayne Harper has been a registered representative since 1989. Sidney holds the Series 6 and Series 63 licenses, and the SIE exam. Sidney is currently registered with Southeast Investments, N.c., Inc., which is a registered broker-dealer. Prior to working at Southeast Investments, N.c., Inc., Sidney was previously employed by several other broker-dealers, including American General Securities Incorporated, Franklin Financial Services Corporation, Rushmore Securities Corporation, Northstar Securities, Inc., Dominion Capital Corporation, SunAmerica Securities, Inc., and H.D. Vest Investment Securities, Inc.. Sidney specializes in portfolio management for individuals and businesses, financial planning, and selection of other advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Offer products as a b/d on a commission basis
1
2
NC
12/14/2007 - Present
Southeast Investments, N.c., Inc. (CHARLOTTE NC)
TX
10/01/2002 - 12/17/2007
AMERICAN GENERAL SECURITIES INCORPORATED (MOUNT PLEASANT TX)
TX
08/21/2002 - 10/01/2002
FRANKLIN FINANCIAL SERVICES CORPORATION (HOUSTON TX)
TX
01/30/2001 - 06/26/2002
RUSHMORE SECURITIES CORPORATION (DALLAS TX)
TX
09/17/1998 - 03/09/2001
NORTHSTAR SECURITIES, INC. (DALLAS TX)
TX
01/22/1996 - 12/09/1998
DOMINION CAPITAL CORPORATION (DALLAS TX)
AZ
04/06/1992 - 04/12/1995
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
TX
10/12/1989 - 12/18/1991
H.D. VEST INVESTMENT SECURITIES, INC. (DALLAS TX)
BC
Issued 07/20/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/09/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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