Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sidney? Claim Your ProfileSidney Kawanguzi is a financial professional with DFA Securities LLC. Sidney's registration is active in 8 states, including Delaware, Florida, Georgia, Maryland, New York, North Carolina, South Carolina, and Virginia. Sidney's primary office is located in Charlotte, NC. Sidney holds the following licenses: Series 7TO, Series 63, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
11/22/2021 - Present
DFA Securities LLC (CHARLOTTE NC)
BC
Issued 12/20/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/21/2021
Series 7TO - General Securities Representative Examination
BC
Issued 09/21/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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