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Sidney D Baker

Hartford Funds

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About Sidney D Baker

Sidney Baker is a Registered Representative and Investment Advisor Representative with Hartford Funds, located in Wayne, Pennsylvania. Sidney has been in the financial services industry since January 2012. Before joining Hartford Funds, Sidney was employed by Chartwell TSC Securities Corp., OppenheimerFunds Distributor, Inc., LPL Financial LLC and Ameriprise Financial Services, Inc. Sidney has passed the Series 7, Series 63, Series 66 and SIE exams. Sidney holds registrations in Georgia, North Carolina and South Carolina.

Firm Information

Sidney Baker is currently registered with Hartford Funds. Hartford Funds is a registered investment advisor based in WAYNE, PA. They manage a total of $128.8 billion in assets for clients such as investment companies, pooled investment vehicles, and state or municipal government entities. They provide portfolio management services for investment companies and pooled investment vehicles, as well as selection of other advisors. They also offer investment advice to states in connection with 529 plans and model recommendations.
Hartford Funds

690 LEE ROAD

WAYNE, PA 19087

$128.83B

Assets Under Management

4

Total Clients

45

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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registrant provides investment advice to states in connection with 529 plans and model recommendations

Registrant provides investment advice to states in connection with 529 plans and model recommendations

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Fees related to 529 plans and model recommendations.

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Sidney Baker’s Registration & Firm History

PA

11/04/2020 - Present

Hartford Funds (WAYNE PA)

PA

04/06/2017 - 10/09/2020

CHARTWELL TSC SECURITIES CORP. (PITTSBURGH PA)

CO

09/12/2014 - 10/24/2016

OPPENHEIMERFUNDS DISTRIBUTOR, INC. (CENTENNIAL CO)

MN

07/28/2014 - 09/18/2014

LPL FINANCIAL LLC (MINNEAPOLIS MN)

MN

08/01/2011 - 08/01/2014

AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)

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Licenses & Designations

BOTH

Issued 08/02/2017

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/06/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/30/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sidney D Baker.
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