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Siddhartha Saraswat

Citadel Securities LLC

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About Siddhartha Saraswat

Siddhartha Saraswat is a financial professional with over 10 years of experience in the securities industry. Siddhartha has held positions at Morgan Stanley & Co. LLC and Citadel Securities LLC. Siddhartha is currently registered with Citadel Securities LLC in Miami, Florida. Siddhartha holds multiple securities licenses, including Series 7, 3, 55, 56, and 63.

Firm Information

Siddhartha Saraswat is currently registered with Citadel Securities LLC. Citadel Securities LLC is a Limited Liability Company formed on July 30, 2001. The firm is registered in 16 states and with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

51

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Siddhartha Saraswat’s Registration & Firm History

FL

10/09/2014 - Present

Citadel Securities LLC (Miami FL)

NY

08/08/2012 - 07/29/2014

MORGAN STANLEY & CO. LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/10/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/05/2012

Series 56 - Proprietary Trader Qualification Examination

BC

Issued 08/20/2012

Series 3 - National Commodity Futures Examination

BC

Issued 08/15/2012

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 08/07/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Siddhartha Saraswat.
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