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Siddhartha S Pendharkar

Cetera Advisors LLC

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About Siddhartha S Pendharkar

Siddhartha Pendharkar is an active financial professional registered with Cetera Advisors LLC, Cetera Financial Specialists LLC, Cetera Investment Services LLC, and Cetera Advisor Networks LLC. Siddhartha has been in the financial services industry since 2019. Siddhartha holds the Series 99 and SIE licenses.

Firm Information

Siddhartha Pendharkar is currently registered with Cetera Advisors LLC. Cetera Advisors LLC is a Limited Liability Company formed on August 31, 2012. It is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has 14 Regulatory Event disclosures, 1 Civil Event disclosure, and 7 Arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

467

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Siddhartha Pendharkar’s Registration & Firm History

CA

06/10/2021 - Present

Cetera Advisors LLC (EL SEGUNDO CA)

CA

06/10/2021 - 09/08/2022

FIRST ALLIED SECURITIES, INC. (EL SEGUNDO CA)

CT

01/01/2019 - 06/16/2021

VOYA FINANCIAL PARTNERS, LLC (WINDSOR CT)

CT

01/16/2020 - 06/09/2021

VOYA FINANCIAL ADVISORS, INC. (WINDSOR CT)

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Licenses & Designations

BC

Issued 01/03/2019

SIE - Securities Industry Essentials Examination

BC

Issued 12/28/2018

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Siddhartha S Pendharkar.
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