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Siddharth Subramanyam

Northwestern Mutual Investment Services, LLC

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About Siddharth Subramanyam

Siddharth Subramanyam is a financial professional with over 10 years of experience in the industry. Siddharth is currently registered with Northwestern Mutual Investment Services, LLC and is located in Saint Louis, MO. Siddharth holds Series 6, 7TO and SIE licenses as well as a Series 63 license. Siddharth is registered in Missouri, Virginia and the District of Columbia. Previously, Siddharth has worked with MML Investors Services, LLC and Northwestern Mutual Investment Services, LLC.

Firm Information

Siddharth Subramanyam is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Siddharth Subramanyam’s Registration & Firm History

MO

12/07/2021 - Present

Northwestern Mutual Investment Services, LLC (SAINT LOUIS MO)

VA

08/20/2020 - 10/06/2021

MML INVESTORS SERVICES, LLC (VIENNA VA)

VA

08/30/2011 - 12/10/2019

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (RESTON VA)

MD

03/08/2010 - 10/11/2010

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (ROCKVILLE MD)

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Licenses & Designations

BC

Issued 05/27/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/12/2022

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/05/2010

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Siddharth Subramanyam.
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