Unclaimed
Siddharth Mukherjee is a financial professional with over four years of experience in the securities industry. Siddharth is currently registered with Mizuho Securities USA LLC. Prior to this, Siddharth worked at Barclays Capital Inc.. Siddharth has a Series 63, Series 79, and SIE license. Siddharth is registered in 52 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/03/2020 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
08/26/2016 - 10/22/2020
BARCLAYS CAPITAL INC. (NEW YORK NY)
BC
Issued 08/31/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/26/2016
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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