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Siddharth Mehta

Rothschild & Co. US Inc.

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About Siddharth Mehta

Siddharth Mehta is a financial advisor who has been in the industry since 2007. Siddharth is currently registered with Rothschild & Co. US Inc. and has been with the firm since September 2022. Prior to that, Siddharth worked at Barclays Capital Inc. and Lehman Brothers Inc. Siddharth holds the Series 7, Series 63, and Series 79TO securities licenses. Siddharth is currently registered in New York.

Firm Information

Siddharth Mehta is currently registered with Rothschild & Co. US Inc.. Rothschild & Co. US Inc. is a corporation formed in July 1967 and is registered in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm is regulated by the SEC and has one regulatory event on record.

Not reported

Assets Under Management

Not reported

Total Clients

91

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Siddharth Mehta’s Registration & Firm History

NY

09/28/2022 - Present

Rothschild & Co. US Inc. (NEW YORK NY)

NY

09/22/2008 - 07/14/2022

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

09/12/2007 - 09/22/2008

LEHMAN BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/07/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/11/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Siddharth Mehta.
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