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Siddharth Kariwala

BNP Paribas Securities Corp.

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About Siddharth Kariwala

Siddharth Kariwala is a financial advisor with BNP Paribas Securities Corp. located in NEW YORK, NY. Siddharth has been in the industry since 2008. Siddharth has also held previous positions with DEUTSCHE BANK SECURITIES INC., GOLDMAN SACHS & CO. LLC, BEAR, STEARNS & CO. INC., and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Siddharth holds the following licenses and registrations: Series 63, Series 86, Series 87, Series 7 and SIE.

Firm Information

Siddharth Kariwala is currently registered with BNP Paribas Securities Corp.. BNP Paribas Securities Corp. is a Corporation formed on September 7, 1984, and is registered to provide financial services in all 50 U.S. states, the District of Columbia, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

276

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Siddharth Kariwala’s Registration & Firm History

NY

01/20/2022 - Present

BNP Paribas Securities Corp. (NEW YORK NY)

NY

06/18/2021 - 01/05/2022

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

NY

09/18/2009 - 07/17/2019

GOLDMAN SACHS & CO. LLC (NEW YORK NY)

NY

04/05/2007 - 06/16/2008

BEAR, STEARNS & CO. INC. (NEW YORK NY)

NY

05/06/2005 - 03/21/2007

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/16/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/14/2005

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 07/11/2005

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 05/05/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Siddharth Kariwala.
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