Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Siddharth? Claim Your ProfileSiddharth Hariharan is a registered representative with Rothschild & Co. US Inc. Siddharth has been in the industry since 2007 and has a strong background in investment banking. Siddharth holds Series 7, 79TO, 24, 63 and SIE licenses and is registered in California and New York. Prior to joining Rothschild & Co. US Inc., Siddharth worked at J.P. Morgan Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
06/06/2017 - Present
Rothschild & Co. US Inc. (Santa Monica CA)
CA
10/01/2008 - 05/25/2017
J.P. MORGAN SECURITIES LLC (LOS ANGELES CA)
IL
09/19/2007 - 10/01/2008
J.P. MORGAN SECURITIES INC. (CHICAGO IL)
BC
Issued 10/15/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/26/2017
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/18/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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