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Shyh Jeng Chiu

Equitable Distributors, LLC

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About Shyh Jeng Chiu

Shyh Chiu is a financial professional with over 20 years of experience in the industry. Shyh Chiu is currently registered with Equitable Distributors, LLC. Shyh Chiu has previously worked for Clarendon Insurance Agency, Inc., Pruco Securities, LLC, Hartford Equity Sales Company Inc, Prudential Annuities Distributors, Inc, Planco Financial Services, LLC, MML Investors Services, Inc, and 1717 Capital Management Company.

Firm Information

Shyh Chiu is currently registered with Equitable Distributors, LLC. Equitable Distributors, LLC is a Limited Liability Company formed in 2002. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico. Equitable Distributors, LLC has one arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

312

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Shyh Chiu’s Registration & Firm History

NC

08/30/2024 - Present

Equitable Distributors, LLC (Charlotte NC)

MA

09/17/2018 - 07/22/2024

CLARENDON INSURANCE AGENCY, INC. (WALTHAM MA)

NJ

06/07/2018 - 07/09/2018

PRUCO SECURITIES, LLC. (NEWARK NJ)

NJ

01/03/2013 - 05/31/2018

PRUCO SECURITIES, LLC. (NEWARK NJ)

CT

08/05/2011 - 01/03/2013

HARTFORD EQUITY SALES COMPANY INC. (SIMSBURY CT)

CT

10/27/2009 - 07/26/2011

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (SHELTON CT)

CT

04/27/2006 - 09/18/2009

PLANCO FINANCIAL SERVICES, LLC (HARTFORD CT)

CT

07/07/2005 - 04/07/2006

HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)

MA

09/24/2003 - 06/27/2005

MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)

DE

07/03/2001 - 08/21/2003

1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)

MN

01/08/1998 - 11/16/1999

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

01/08/1998 - 11/16/1999

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

BC

Issued 01/14/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/28/2004

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/07/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Shyh Jeng Chiu.
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