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Shyama Shukla

Pruco Securities, LLC

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About Shyama Shukla

Shyama Shukla is a financial professional with over 17 years of experience in the financial services industry. Shyama is currently registered with Pruco Securities, LLC and has previously been registered with MML Investors Services, LLC, Pruco Securities, LLC., and NYLIFE Securities LLC. Shyama holds Series 6 and Series 63 licenses and the SIE exam. Shyama provides financial services to a variety of clients including individuals, corporations, and trusts.

Firm Information

Shyama Shukla is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Shyama Shukla’s Registration & Firm History

NJ

02/13/2023 - Present

Pruco Securities, LLC (PARAMUS NJ)

NY

11/02/2022 - 02/13/2023

MML INVESTORS SERVICES, LLC (New Hyde Park NY)

NY

08/22/2018 - 11/10/2022

PRUCO SECURITIES, LLC. (Old Westbury NY)

NY

03/14/2006 - 09/07/2018

NYLIFE SECURITIES LLC (MELVILLE NY)

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Licenses & Designations

BC

Issued 04/20/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/13/2006

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Shyama Shukla. Review regulatory record here.
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