Unclaimed
Shyam Vasant Patil has been in the securities industry since April 11, 2005 and is currently registered with Susquehanna Financial Group, Lllp. Patil is registered in New York. Patil has passed the Series 63, Series 7, Series 86 and Series 87 exams. Previously, Patil was registered with Wedbush Securities Inc. and Raymond James & Associates, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/22/2015 - Present
Susquehanna Financial Group, Lllp (NEW YORK NY)
CA
04/29/2013 - 05/19/2015
WEDBUSH SECURITIES INC. (LOS ANGELES CA)
GA
04/06/2005 - 04/24/2013
RAYMOND JAMES & ASSOCIATES, INC. (ATLANTA GA)
BC
Issued 04/13/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 07/21/2005
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 04/05/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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