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Shyam Ketan Patel

Optiver US LLC

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About Shyam Ketan Patel

Shyam Ketan Patel is a securities trader who has been in the industry since October 2022. He is currently registered with Optiver US LLC in Chicago, IL. Shyam Ketan Patel has passed the Securities Trader Exam (Series 57TO) and the Securities Industry Essentials Examination (SIE).

Firm Information

Shyam Patel is currently registered with Optiver US LLC. Optiver US LLC is a Limited Liability Company formed on August 5, 2003. The firm has been involved in 9 Regulatory Events and 1 Civil Event. Optiver US LLC is registered with the SEC and has no state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

218

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Shyam Patel’s Registration & Firm History

IL

10/31/2022 - Present

Optiver US LLC (CHICAGO IL)

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Licenses & Designations

BC

Issued 10/31/2022

Series 57TO - Securities Trader Exam

BC

Issued 10/17/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Shyam Ketan Patel.
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