Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shyam? Claim Your ProfileShyam Desai is a registered representative of Capital One Securities, Inc. Shyam Desai's office is located in San Francisco, California. Shyam Desai has passed the Series 63, Series 24, Series 79 and the Securities Industry Essentials Examination (SIE). Shyam Desai is registered in 11 states and is registered as a broker-dealer with FINRA. Shyam Desai was previously employed at Citigroup Global Markets Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
11/14/2022 - Present
Capital ONE Securities, Inc. (San Francisco CA)
CA
09/04/2018 - 08/02/2022
CITIGROUP GLOBAL MARKETS INC. (SAN FRANCISCO CA)
BC
Issued 10/17/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/30/2020
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/04/2018
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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