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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shuning? Claim Your ProfileShuning Li is an investment advisor representative with Transglobal Advisory, LLC based in Monrovia, California. Shuning Li has been in the industry since January 11, 2019. They offer a variety of services, including financial planning, pension consulting, and portfolio management for individuals, businesses, and pooled investment vehicles. Shuning Li also provides estate planning services. Shuning Li has been registered with the Securities and Exchange Commission (SEC) since August 18, 2023. Prior to joining Transglobal Advisory, LLC, Shuning Li was a Registered Representative with Transamerica Financial Advisors, Inc. in Lake Mary, Florida from December 24, 2018 to September 22, 2022.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Cash management and estate planning
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
CA
08/18/2023 - Present
Transglobal Advisory, LLC (MONROVIA CA)
FL
12/24/2018 - 09/22/2022
TRANSAMERICA FINANCIAL ADVISORS, INC (LAKE MARY FL)
IA
Issued 08/26/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/30/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/16/2018
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/09/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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