Unclaimed
Shun Qiang Li is a registered representative with J.p. Morgan Securities LLC. Shun Qiang Li has been in the securities industry since 2009. Shun Qiang Li is registered in 53 states and the District of Columbia for securities and in 6 states for investment advisory services. Shun Qiang Li also has a Series 3, Series 7, and SIE licenses. Prior to joining J.p. Morgan Securities LLC, Shun Qiang Li was registered with BARCLAYS CAPITAL INC. Shun Qiang Li is also a sole proprietor of Crescent Spring, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
05/14/2015 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
NY
05/20/2009 - 09/30/2011
BARCLAYS CAPITAL INC. (NEW YORK NY)
BOTH
Issued 06/13/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/10/2009
Series 3 - National Commodity Futures Examination
BC
Issued 05/19/2009
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Shun Li is the right advisor for you? Invested Better is here to help.