Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shuk ming? Claim Your ProfileShuk ming Leung is a registered investment advisor representative with HSBC Securities (USA) Inc. based in Cupertino, CA. Leung has been in the securities industry since January 9, 2017, and has held previous roles with Morgan Stanley, Citigroup Global Markets Inc., and J.P. Morgan Securities LLC. Leung specializes in providing asset allocation recommendations and selecting other advisors for clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
CA
01/04/2024 - Present
Hsbc Securities (usa) Inc. (CUPERTINO CA)
CA
11/12/2021 - 05/05/2023
MORGAN STANLEY (Burlingame CA)
CA
11/17/2017 - 11/15/2021
CITIGROUP GLOBAL MARKETS INC. (SAN FRANCISCO CA)
CA
12/21/2016 - 11/29/2017
J.P. MORGAN SECURITIES LLC (SAN FRANCISCO CA)
IA
Issued 03/16/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/04/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/21/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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