Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shujuan? Claim Your ProfileShujuan Liu is a financial professional with over 4 years of experience in the industry. Shujuan is currently registered with MGI Funds Distributors, LLC and holds Series 7, Series 66, SIE and Series 86/87 licenses. Shujuan has previously worked with MORGAN STANLEY and GRIFFINEST ASIA SECURITIES, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
10/13/2022 - Present
MGI Funds Distributors, LLC (Los Angeles CA)
CA
11/19/2019 - 06/02/2022
MORGAN STANLEY (Los Angeles CA)
CA
05/10/2018 - 11/05/2019
GRIFFINEST ASIA SECURITIES, LLC (PASADENA CA)
BOTH
Issued 12/22/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/27/2019
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 07/22/2019
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/10/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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