Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shuhao? Claim Your ProfileShuhao Chen is a registered securities professional who is currently employed by Mizuho Securities USA LLC in New York, NY. Shuhao Chen has worked in the financial industry since September 2017 and has held previous positions with Credit Suisse Securities (USA) LLC and J.P. Morgan Securities LLC. Shuhao Chen is registered with the Financial Industry Regulatory Authority (FINRA) and is licensed in 52 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/13/2023 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
09/07/2021 - 04/12/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
12/23/2014 - 09/19/2018
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
09/15/2014 - 11/26/2014
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
BC
Issued 10/08/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/07/2021
Series 7TO - General Securities Representative Examination
BC
Issued 09/19/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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