Unclaimed
Shuet Ying Lam is a financial professional with over 20 years of experience in the industry. Lam is currently registered with PFS Investments Inc. and holds a Series 6, Series 26, and Series 63 license. Lam has been actively registered with the state of New Jersey since 2002 and New York since 2002. Lam is located at the PFS Investments Inc. branch office in Yonkers, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
03/29/2002 - Present
PFS Investments Inc. (YONKERS NY)
BC
Issued 04/03/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/03/2003
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/28/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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