Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shuang? Claim Your ProfileShuang Guo is a financial advisor at LPL Enterprise, LLC. Shuang has been in the financial services industry since February 2019. Shuang has a Series 6, 7, 63 and 66 license and provides financial planning, portfolio management for individuals and businesses, and other non-discretionary advisory services. Shuang has previously worked at AC SUNSHINE SECURITIES LLC, PRUCO SECURITIES, LLC, NYLIFE SECURITIES LLC and HSBC SECURITIES (USA) INC. Shuang is registered with FINRA and is also registered with the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
11/14/2024 - Present
LPL Enterprise, LLC (NEW YORK NY)
NY
09/26/2022 - 05/15/2023
AC SUNSHINE SECURITIES LLC (New York NY)
NY
09/13/2018 - 10/14/2020
PRUCO SECURITIES, LLC. (Forest Hills NY)
NY
12/14/2017 - 09/10/2018
NYLIFE SECURITIES LLC (FLUSHING NY)
NY
12/15/2016 - 09/19/2017
HSBC SECURITIES (USA) INC. (NEW YORK NY)
BOTH
Issued 09/07/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/30/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/10/2022
Series 7TO - General Securities Representative Examination
BC
Issued 07/22/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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