Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shu-yuan? Claim Your ProfileShu-Yuan Lai is a financial advisor with Cetera Investment Advisers LLC. Shu-Yuan has been in the industry since 2002 and has held previous positions at LPL FINANCIAL LLC, CETERA INVESTMENT SERVICES LLC, UVEST FINANCIAL SERVICES GROUP, INC., and PRIMEVEST FINANCIAL SERVICES, INC. Shu-Yuan specializes in financial planning, pension consulting, and educational seminars. Shu-Yuan is registered with the state of California and has passed the Series 7, Series 66, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
09/25/2017 - Present
Cetera Investment Advisers LLC (EL MONTE CA)
CA
02/28/2017 - 09/25/2017
LPL FINANCIAL LLC (EL MONTE CA)
CA
10/05/2006 - 02/28/2017
CETERA INVESTMENT SERVICES LLC (OAKLAND CA)
CA
05/11/2004 - 10/06/2006
UVEST FINANCIAL SERVICES GROUP, INC. (LOS ANGELES CA)
MN
10/02/2002 - 02/17/2004
PRIMEVEST FINANCIAL SERVICES, INC. (ST. CLOUD MN)
BOTH
Issued 11/4/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/1/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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