Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shu chi? Claim Your ProfileShu-chi Liu Ouk is a financial advisor currently registered with LPL Financial LLC. Shu-chi has been a registered representative since 2008 and has held a Series 66, Series 7 and Series 24 license. Prior to joining LPL Financial LLC, Shu-chi was employed by EDWARD JONES. Shu-chi provides investment advisory services including financial planning, portfolio management for individuals, portfolio management for businesses, pension consulting, and educational seminars. Shu-chi has offices in San Diego, CA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
07/14/2016 - Present
LPL Financial LLC (SAN DIEGO CA)
CA
07/14/2008 - 11/27/2012
EDWARD JONES (POWAY CA)
BOTH
Issued 07/24/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/12/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/11/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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