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Shriya Jain

Morgan Stanley & Co. LLC

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About Shriya Jain

Shriya Jain is a registered representative at Morgan Stanley & Co. LLC in Menlo Park, California. Shriya has passed the Securities Industry Essentials Examination and the Investment Banking Registered Representative Examination. Shriya has been in the industry for less than a year.

Firm Information

Shriya Jain is currently registered with Morgan Stanley & Co. LLC. Morgan Stanley & Co. LLC is a Limited Liability Company formed on December 3, 1969. It is registered in 53 states and has one approved SEC registration. The firm has been involved in 471 Regulatory Events, 5 Civil Events, and 54 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

462

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Shriya Jain’s Registration & Firm History

CA

07/31/2024 - Present

Morgan Stanley & Co. LLC (Menlo Park CA)

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Licenses & Designations

BC

Issued 07/31/2024

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 05/31/2024

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Shriya Jain.
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