Unclaimed
Shrish Venkat is a financial advisor with Houlihan Lokey Capital, Inc. based in New York, New York. Shrish holds the Series 7, Series 63, Series 79 and SIE licenses. Shrish has been in the industry since July 1, 2021 and has previously worked at Imperial Capital, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/06/2024 - Present
Houlihan Lokey Capital, Inc. (NEW YORK NY)
NY
07/01/2021 - 04/16/2024
IMPERIAL CAPITAL, LLC (NEW YORK NY)
BC
Issued 11/01/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/03/2021
Series 7TO - General Securities Representative Examination
BC
Issued 07/01/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 06/02/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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