Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shria? Claim Your ProfileShria Vora is a registered representative with Neuberger Berman BD LLC. Shria is licensed to offer securities and investment advisory services in New York. She has been in the financial industry since April 14, 2024. Shria holds Series 7TO, 31, and 66 securities licenses. Shria Vora is currently registered with Neuberger Berman BD LLC in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
05/20/2024 - Present
Neuberger Berman BD LLC (NEW YORK NY)
BOTH
Issued 05/17/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/21/2024
Series 31 - Futures Managed Funds Examination
BC
Issued 04/15/2024
Series 7TO - General Securities Representative Examination
BC
Issued 01/31/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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