Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shrey? Claim Your ProfileShrey Singhal is a financial advisor registered with Smbc Nikko Securities America, Inc. and has been in the securities industry since January 26, 2018. Shrey holds the Series 63, Series 7, and SIE licenses. Shrey has been with Smbc Nikko Securities America, Inc. since February 21, 2022. Prior to that, Shrey was with HSBC Securities (USA) INC. from January 9, 2018, to February 2, 2022.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/21/2022 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
01/09/2018 - 02/02/2022
HSBC SECURITIES (USA) INC. (NEW YORK NY)
BC
Issued 01/22/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/09/2018
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
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