Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shree? Claim Your ProfileShree Patel is a financial advisor registered with Wells Fargo Clearing Services, LLC. Shree is licensed in both Pennsylvania and Texas. Shree has been in the industry since 2007 and previously worked at Morgan Stanley and Citigroup Global Markets Inc. Shree offers a wide range of services including investment consulting, financial planning, pension consulting and portfolio management for individuals and businesses. Shree has experience serving clients in Pennsylvania, and is currently based in Lancaster, PA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
10/04/2023 - Present
Wells Fargo Clearing Services, LLC (LANCASTER PA)
PA
06/01/2009 - 10/05/2023
MORGAN STANLEY (Lancaster PA)
PA
03/27/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (ALLENTOWN PA)
BOTH
Issued 04/19/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/26/2007
Series 7 - General Securities Representative Examination
BC
Issued 08/08/1994
Series 3 - National Commodity Futures Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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