Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shrddha? Claim Your ProfileShrddha Singhi is a financial advisor with LPL Financial LLC in MILPITAS, CA. Shrddha has been in the financial industry for less than one year. Shrddha holds licenses for both securities and investment advising, including the Series 7, Series 63, and Series 66 exams. Shrddha has previous experience at WELLS FARGO CLEARING SERVICES, LLC and WELLS FARGO BANK, NA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
04/17/2024 - Present
LPL Financial LLC (MILPITAS CA)
CA
08/09/2023 - 04/18/2024
WELLS FARGO CLEARING SERVICES, LLC (SAN JOSE CA)
BOTH
Issued 11/15/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/18/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/21/2023
Series 7TO - General Securities Representative Examination
BC
Issued 08/09/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 07/14/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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