Unclaimed
Shravan Eshwar Kumar is a registered representative with Capital One Securities, Inc.. Shravan has been in the industry for more than one year. Shravan is registered to conduct business in 11 states including California, Connecticut, Florida, Illinois, Louisiana, Maryland, Massachusetts, New York, Pennsylvania, Texas, and Virginia. Shravan holds the Series 63, Series 79TO and SIE licenses. Shravan is located in the New York branch office of Capital One Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/24/2023 - Present
Capital ONE Securities, Inc. (New York NY)
BC
Issued 06/20/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/24/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 07/23/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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