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Shravan Eshwar Kumar

Capital ONE Securities, Inc.

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About Shravan Eshwar Kumar

Shravan Eshwar Kumar is a registered representative with Capital One Securities, Inc.. Shravan has been in the industry for more than one year. Shravan is registered to conduct business in 11 states including California, Connecticut, Florida, Illinois, Louisiana, Maryland, Massachusetts, New York, Pennsylvania, Texas, and Virginia. Shravan holds the Series 63, Series 79TO and SIE licenses. Shravan is located in the New York branch office of Capital One Securities, Inc.

Firm Information

Shravan Kumar is currently registered with Capital ONE Securities, Inc.. Capital ONE Securities, Inc. is a Corporation formed in April 2000 and approved in multiple states, including California, Connecticut, Florida, Illinois, Louisiana, Maryland, Massachusetts, New York, Pennsylvania, Texas, and Virginia. They are also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

103

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Shravan Kumar’s Registration & Firm History

NY

04/24/2023 - Present

Capital ONE Securities, Inc. (New York NY)

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Licenses & Designations

BC

Issued 06/20/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/24/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 07/23/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Shravan Eshwar Kumar.
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