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Shown Kumar

Pruco Securities, LLC

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About Shown Kumar

Shown Kumar is an Investment Advisor Representative with Pruco Securities, LLC. Shown has been in the industry since June 15, 2010 and has a Series 63, Series 65, Series 7 and Series 6 licenses. Shown is also a Certified Financial Planner. Shown is registered in 14 states and has a Branch Office location in Babylon, NY.

Firm Information

Shown Kumar is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Shown Kumar’s Registration & Firm History

NY

06/07/2021 - Present

Pruco Securities, LLC (Forest Hills NY)

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Licenses & Designations

IA

Issued 07/16/2012

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/28/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/01/2014

Series 7 - General Securities Representative Examination

BC

Issued 06/14/2010

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Shown Kumar. Review regulatory record here.
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